DREADTHESIS: THE NEW NATURAL LAW AND THE TRANQUILLITAS ORDINIS
John Heard*
‘…lex esse non videtur, quae iusta non fuerit…’[1]
‘Human law has the quality of law only in so far as it proceeds according to right reason: and in this respect it is clear that it derives from the eternal law. In so far as it deviates from reason it is called an unjust law, and has the quality not of law but of violence’.[2]
I Introduction
This paper shall be concerned first to provide a brief overview of the most recent developments in natural law thinking represented by the work of John Finnis (“the new natural law”)[YUN1] before enunciating the answers the school holds out for the most fundamental questions in jurisprudence. To this end the paper shall engage with Finnis’ discourse on legal authority and notions of obedience with regard to judicial judgements, legislative regimes and other sources of law from a natural law perspective. The manner in which a law can be said to be a law will be enunciated via recourse to the ancient notion of the common good. This section shall introduce the idea of the multiplicity of legal regimes imagined as paths to the establishment of the common good. This last notion will be shown to be nothing more than the right ordering of human activity fully cognisant of the eternal law and thereby allowing access to justice and human flourishing.
Discussion will then shift to the reasons why anyone would be obligated in any way by virtue of this fact and indeed if and why they ought to render obedience to any legal system whatsoever. This part of the paper will engage directly with the notion of justice, the concept will be defined and the manner in which any legal instrument or judicial act can be said to be just will be articulated. To close this section an examination of the manner in which a law can be said to be not-law, or more like a violence than anything recognisably deserving of obedience shall be set forth. As an addendum the serious concerns of the Critical theorists regarding some legal formulations will be shown to be answered by natural law formulations.
Next, it will be shown that the potential, the promise of the natural law is for a regime that tends towards the best outcome in light of the common good. It will become clear, however, that this is a theory cognisant of the Fall - or whatever you want to call it - recognising the flaws and perversions of the physical world and in the hearts of men, and which must also, because of this fact, protect the multiplicity of human experience precisely because chaos has entered the system and the one path is obscured. To this end the peculiar natural law conception of revolution will be introduced and analysed. It will be demonstrated to be the safeguard, the mechanism by which the potential of the new natural law for achieving justice and avoiding violence is guaranteed. Further, this section will articulate and critique the shifting notions of the legitimacy or otherwise of international institutions and survey the natural law conception of a Just War particularly when applied to situations of humanitarian intervention. It will demonstrate the potential the new natural law holds out for the establishment of global human institutions and legislative programmes that countenance and are productive of justice.
II The Question of Authority
A On the Relation of the Self to the Eternal
Any understanding of human collectivism, mobilisation and organisation of resources for a common goal and the requisite setting down of rules to achieve these ends (namely, the project of law and regulation) should be rooted in an understanding of human anthropology and eschatology. Those theories which do not allow for such a treatment risk imposing arbitrary requirements which do not merit obedience or else obscure the ultimate source of authority.[3] In full recognition and agreement with the notion that ‘legal judgements [constitute] statements and deeds…they both interpret the law and act on the world’[4] this paper engages with the peculiarly Christo-centric origins of natural law thinking.
1 The Eternal Law
Thus, the design that underlies the new natural law recognises that creation is ordered and that law is immanent in nature.[5] Law then, derives its authority from the extent to which it conforms to the eternal order. This is what Aquinas spoke of when he stated that ‘…human law has the quality of law only in so far as it proceeds according to right reason: and in this respect it is clear that it derives from the eternal law’.[6] This then is the ultimate source of law in any sense:, namely the ‘eternal law’ or the means by which the ‘whole community of the universe is governed by the divine reason’.[7] In this manner a hierarchy of meaning is established and the founding moment, the ‘mystical foundation’ of the authority of the new natural law rests, not in violence,[8] but in a metaphysical genesis born of a Christo-centric worldview.
2 The Natural Law
a Not the Law of Nature
The natural law is not the law of nature. Thus, although the new natural law is underpinned by an understanding that the nature and shape of the law may be learned from the nature and shape of the accidents of created order, the argument is far subtler. Here the natural law is not the activity of natural lawyers attempting to ‘derive ethical norms from facts’[9] but rather, in Aquinas’ elegant description the activity of ‘participation in the eternal law by rational creatures’.[10] This then is the second sense of law countenanced by the new natural law. Put simply, it is the activity of divining from the accidents of life the pattern of the eternal, without straying into the ‘naturalistic fallacy’ identified by Hume. A useful way of understanding this concept is to analogise it. Thus, the act of monitoring monkey behaviour with regard to alliances, etc to gain insights into human alliance networks, cooperation regimes and predictors/determinants of human group behaviour, or the study of the intricacies of the mathematical expression of the Fibonacci sequence would represent illicit inferences if applied to moral/legal reasoning. With regard to natural law however, it is not so much the empirical truths to be divined from observation of the natural order, but rather the bigger pattern of which the physical instantiations of the created order are pointers, that are of prime importance.
b Universality
It is in this manner that the new natural law makes its first claim to universality. For if the natural law is ‘nothing else than the participation in the eternal law by rational creatures’[11] and the ‘light of natural reason, by which we discern good from evil’[12] then all humankind operates within the same paradigm. There are no exclusions and the naturalistic fallacy remains troublingly close. It is important at this point to make it clear, at least before discussing the problems of multiplicity and free will, that at this level of abstraction the new natural law neither admits divergence of purpose nor countenances choice in human action. Thus, humankind, by virtue of being a race of ‘rational creatures’ is simultaneously possessed of the natural law and possessed by the natural law.
3 The Human Law
It is only at the third level of abstraction that the new natural law countenances human laws and legislative regimes and finally shrugs off the Humean criticism. For although the law ‘consists in part of rules which are “derived from natural law like conclusions are deduced from general principles”’[13] (the kind of observations discussed supra) for the most part they are not typically mere laws of nature but rather “‘derived from natural law like implementations [determinationes] of general directives”’.[14] It is here that one finds the multiplicity of human laws. Thus Aquinas’ mention of ‘right reason’ is euphemistic for determinatio which Finnis translates as ‘implementation’ and Kelsen as [YUN2] ‘concretizing’.[15] This is analogised by Finnis following Aquinas as like a builder putting into effect the designs of an architectural description/diagram. Finnis explicates Aquinas’ concept by reference to the notion of preconceived forms. In this manner the metaphor operates similar to the classic Platonic Theory of Forms[16] in that this door-knob, this house, this bench is the determinate instantiation of a general idea, the door-knob, etc.[17] [YUN3]
Thus, eternal law (‘NL1’) located in the sphere of the architect of the universe is productive of the natural law (‘NL2’) which is the participation of the rational elements of creation with the order of the universe which in turn gives birth via the agency of free will and choice to human law (‘NL3’) and legal regimes. Thus, in short, the system is premised upon an ‘attempt to cement the moral and legal order together with the nature of the cosmos [and] the nature of human beings’.[18]
B Whom Shall I Obey?
The new natural law immediately translates the question of authority into a discussion of obedience. Thus, there is a division of the notion of obedience into two categories. The first questions why anyone should/would consent to collectivity? The second asks which laws and indeed which legal regimes demand obedience? Both questions rest upon an understanding of the new natural law consideration of authority and touch upon the school’s peculiar notion of justice.
1 Why Should I Obey Any Human Authority?
Generally, notions of collectivism in human behaviour make reference to the scarcity of resources and the subsequent subjugation of the rights of the individual contra liberalism to those of the collective as the fundamental unit of social authority.[19] Or, they refer to the same and, contra totalitarianism; cite the ‘semi-voluntary obligation’ of the individual to respect the laws of the state from which he has agreed to benefit.[20] These are the classical totalitarian versus liberal notions of community and legal authority. The new natural law, however, does not need to make such distinctions for the human being is at once the fundamental unit of social authority and also singularly called to toil in the service of the common good.[21]
a What I Need: The Basic Goods
The new natural law understands the individual as a seeker after flourishing or Aristotelian fulfilment; a notion sometimes termed eudaimonia (‘happiness’) which is achieved by the ‘active exercise of the powers of the (virtuous) soul in conformity to reason’.[22] The individual comes to fulfilment via the seven[23] ‘basic forms of human good’[24] which Finnis describes as the ‘basic values of human existence…and thus, too, the basic principles of all practical reasoning’.[25] These he lists as ‘life…vitality…[that which]…puts a human being in good shape for self-determination’, ‘Knowledge’, ‘Play…[or]…performances which have no point beyond the performance itself’, ‘Aesthetic experience’, ‘Sociability…friendship’, ‘Practical reasonableness…being able to bring one’s own intelligence to bear effectively on the problems of choosing one’s actions and lifestyle and shaping one’s own character’, and ‘that which we…[have]…since Cicero…lamely call[ed] ‘Religion’’.[26] These goods are irreducible, self-evident and equally fundamental and they interact to create the ‘countless aspects of human self-determination and self realization’ that characterise the human condition in all its variety.[27]
b How to Get It: The Common Good
The new natural law recognises the notion of the common good. It is, however, an idea that shifts meaning across conditions. Thus, although the common good in any context is never the utilitarian formulation of the ‘greatest good for the greatest number’,[28] when considered in light of the goals of a pair of students[29] it is shown to be ‘the ensemble of conditions that would enable each to pursue his own objective’.[30] Further, within the confines of a game[31] the ‘common good for the participants [is] that there should be a good play of the game’,[32] in friendship[33] the common good is ‘identified as the self-fulfilment of each of the friends through the sharing of life and affection and activity and material goods’.[34] In this manner Finnis reaches the summit of his contextualising namely, the political community. The common good of this grouping, and the context within which all further references to the common good will be assumed to operate, is ‘the securing of a whole ensemble of material and other conditions that tend to favour the realisation, by each individual in the community, of his or her personal development’.[35]
c Because I am the State
It is in this manner that the human person - within a new natural law formulation - is perpetually addressed by the law and at the same time countenanced as a member of a community. The answer to the question, why should I obey any human authority, is therefore answered thus; because the human person is the subject and the object of the common good and aligning one’s interests with those of the state cognisant of new natural law principles is the only rational activity open. The only rational option precisely because the common wealth or state exists only to maximise the pursuit of the flourishing of each individual constituent. There is no state without the individuals it serves. For a new natural lawyer, there would be no point to a state that fails to countenance the individual, an idea that will be dealt with shortly.
d Neither Novel nor Trivial
The notion that humankind is best served by combining resources and designs on the common purpose of attaining members’ flourishing[36] has seen expression in particular manifestations throughout history. The most obvious and successful of which is the Republic of the United States of America. Thus Thomas Jefferson could write that the Declaration of Independence[37] was not set on ‘new principles, or new arguments…but [intended merely] to place before mankind the common sense of the subject’.[38] Further, in Zuckert’s useful matrix,[39] we see a reflection of the tripartite system of legal derivation enunciated above, hence: ‘that all men are created equal...they are endowed by the Creator with certain inalienable rights’[40] fits the ‘pre-political’[41] status of the natural law category supra at IIA 2a, similarly ‘Governments are instituted among Men, deriving their powers from the consent of the governed’[42] is Zuckert’s ‘political’ or the new natural law’s ‘human laws’ category and finally the cautionary statement that ‘whenever any Form of Government becomes destructive of these ends, it is the Right of the People to alter or abolish it’[43] foreshadows the revolutionary nature of the new natural law to be discussed in the following sections. Indeed the Declaration of Independence deliberately invokes the natural law notion that the state shall be ‘found[ed] on such principles and organiz[e] its powers in such form, as to them…[appear to] most…effect their Safety and Happiness’[44] where ‘them’ are merely the individuals for whom the state is constituted.
Thus, it is in this manner that the new natural law subverts the classical distinctions of liberal versus totalitarian and in the same action subsumes the whole into its wider paradigm of authority. For the human person in the new natural law is simultaneously heir to the fruits of human happiness and bound to operate within the human family for the common good of all. The question regarding why anyone would be convinced to obey any human authority has been answered: it is in his best interest.
* This paper was produced as a Melbourne Law School advanced legal research project. I would like to thank Dr Peter Rush who was an erudite and provocative supervisor. Thanks are also due to Dr Samuel Gregg Director of the Centre for Economic Personalism at the Acton Institute for helpful guidance during the early stages and to Justice Michael Kirby and George Cardinal Pell who read the paper and provided valuable feedback.
YUN Notes added by Professor John Finnis, University College Oxford.
[1] Augustine of Hippo, De libero arbitrio I, v cited in Thomas Aquinas, ‘Summa Theologica’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 136-7.
[2] Thomas Aquinas, ‘Summa Theologica: Utrum omnis lex a lege aeterna derivetur’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 120-1.
[3] See, for instance, the discussions of Critical Legal Theorists, particularly Lucinda M. Finley, ‘Breaking Women’s Silence in Law: The Dilemma of the Gendered Nature of Legal Reasoning’ (1989) 64 Notre Dame Law Review 886, for feminist perspectives.
[4] Costas Douzinas and Ronnie Warrington, ‘A Well-Founded Fear of the Other’ in Justice Miscarried (1999) 211.
[5] The full quotation is deriving from an ‘a normative order immanent in nature’, see generally Lloyd L. Weintreb, Natural Law and Justice (1987) 15.
[6] Thomas Aquinas, ‘Summa Theologica: Utrum omnis lex a lege aeterna derivetur’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 120-1.
[7] Thomas Aquinas, ‘Summa Theologica: Utrum sit aliqua lex aeterna’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 113.
[8] Cf Jacques Derrida, ‘Force of Law: The Mystical Foundation of Authority’ in Acts of Religion Gil Anidjar Ed. (2002), 238.
[9] Julius Stone, Human Law and Human Justice (1968) 212.
[10] Thomas Aquinas, ‘Summa Theologica: Utrum omnis lex a lege aeterna derivetur’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 115.
[11] Thomas Aquinas, ‘Summa Theologica: Utrum omnis lex a lege aeterna derivetur’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 115.
[12] Thomas Aquinas, ‘Summa Theologica: Utrum omnis lex a lege aeterna derivetur’ in Aquinas: Selected Political Writings A. P. D’Entreves (Ed.) and J. G. Dawson (Trans.) (1954) 115.
[13] Thomas Aquinas, ‘Summa Theologica, I – II, q. 95, a. 2c. cited in John Finnis, Natural Law and Natural Rights (1980) 284.
[14] Thomas Aquinas, ‘Summa Theologica, I – II, q. 95, a. 2c. cited in John Finnis, Natural Law and Natural Rights (1980) 284.
[15] John Finnis, Natural Law and Natural Rights (1980) f284.
[16] Plato, The Republic Trans. Desmond Lee (1987) 362.
[17] John Finnis, Natural Law and Natural Rights (1980) 284.
[18] Simon Blackburn, The Oxford Dictionary of Philosophy (1996) 256.
[19] Simon Blackburn, The Oxford Dictionary of Philosophy (1996) 68.
[20] This is a very loose rendering of the logic of Joseph Raz, ‘The Obligation to Obey: Revision and Tradition’ in John Finnis (Ed.), Natural Law Volume II (1991) 139.
[21] See for instance Neil MacCormick, ‘Natural Law and the Separation of Law and Morals’ in Robert P. George (Ed.), Natural Law Theory: Contemporary Essays (1992) 105-10. Especially on ‘the essential moral aspiration of law-giving’.
[22] Simon Blackburn, ‘Eudaimonia’ in The Oxford Dictionary of Philosophy (1996) 127.
[23] Although Finnis admits this may not be exhaustive.
[24] John Finnis, Natural Law and Natural Rights (1980) 85.
[25] John Finnis, Natural Law and Natural Rights (1980) 60.
[26] John Finnis, Natural Law and Natural Rights (1980) 86-9.
[27] This borrows heavily from an earlier paper see John Heard, The Requirements of ‘Practical Reasonableness’ and the Plurality of Human Experience: The Natural Law in Unlikely Places (2002) 7.
[28] This is because the new natural law school finds utilitarian concepts ‘outside a limited technical context…not merely practically unworkable but intrinsically incoherent and senseless’ see John Finnis, Natural Law and Natural Rights (1980) 111-18 and 154.
[29] John Finnis, Natural Law and Natural Rights (1980) 139.
[30] John Finnis, Natural Law and Natural Rights (1980) 154.
[31] See Finnis’ example in John Finnis, Natural Law and Natural Rights (1980) 139.
[32] John Finnis, Natural Law and Natural Rights (1980) 154.
[33] John Finnis, Natural Law and Natural Rights (1980) 141-2.
[34] John Finnis, Natural Law and Natural Rights (1980) 154.
[35] John Finnis, Natural Law and Natural Rights (1980) 154.
[36] Especially when this notion is termed ‘happiness’.
[37] The Declaration of Independence of the Thirteen Colonies In Congress, (July 4, 1776) http://www.archives.gov/national_archives_experience/declaration.html
[38] Thomas Jefferson, Writings: Letter to Henry Lee, May 8 (1825) 1501, in Michael P. Zuckert, The Natural Rights Republic: Studies in the Foundation of the American Political Tradition (1996) 1.
[39] Michael P. Zuckert, The Natural Rights Republic: Studies in the Foundation of the American Political Tradition (1996) 18-9.
[40] The Declaration of Independence of the Thirteen Colonies In Congress, (July 4, 1776) http://www.archives.gov/national_archives_experience/declaration.html
[41] The phrasing is Zuckert’s, see Michael P. Zuckert, The Natural Rights Republic: Studies in the Foundation of the American Political Tradition (1996) 18.
[42] The Declaration of Independence of the Thirteen Colonies In Congress, (July 4, 1776) http://www.archives.gov/national_archives_experience/declaration.html
[43] The Declaration of Independence of the Thirteen Colonies In Congress, (July 4, 1776) http://www.archives.gov/national_archives_experience/declaration.html
[44] The Declaration of Independence of the Thirteen Colonies In Congress, (July 4, 1776) http://www.archives.gov/national_archives_experience/declaration.html
[YUN1]A very regrettable label, first fixed on us [Grisez and me] by bitter enemies, and never used by me: I say “new classical theory [of natural law]” The word “theory” is particularly important in the label, for the reasons explained in NLNR 24-5.
[YUN2]no, K is not translating! I’m adop-ting his word as one of my translations.
[YUN3]I don’t and wouldn’t say Platonic. Aristotle and Aquinas rightly think that Plato’s theory of forms is a blunder.





















































